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Home > USA > Iowa State Companies > PRINCIPAL SECURITIES, INC.
Company Information for

PRINCIPAL SECURITIES, INC.

CORPORATION SERVICE COMPANY, 505 5TH AVENUE, SUITE 729, DES MOINES, IA, 50309,
Company Registration Number
USIA003281
DOMESTIC PROFIT
Active

Company Overview

About Principal Securities, Inc.
PRINCIPAL SECURITIES, INC. was founded on 1968-05-01 and has its registered office in Des Moines. The organisation's status is listed as "Active". Principal Securities, Inc. is a DOMESTIC PROFIT registered in United States of America (USA) with Iowa Secretary of State Business Entities
Key Data
Company Name
PRINCIPAL SECURITIES, INC.
 
Legal Registered Office / Registered Agent
CORPORATION SERVICE COMPANY
505 5TH AVENUE
SUITE 729
DES MOINES
IA
50309
 
Filing Information
Company Number USIA003281
Iowa SoS number# 003281
Date formed 1968-05-01
Country United States of America (USA)
Origin Country United States of America (USA)
Type DOMESTIC PROFIT
CompanyStatus Active
Lastest accounts 
Account next due 
Latest return 
Return next due 
Type of accounts 
Jurisdiction Iowa Secretary of State Business Entities
Last Datalog update: 2017-06-28 12:32:19
Primary Source:Iowa Secretary of State Business Entities
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Company Officers of PRINCIPAL SECURITIES, INC.

Current Directors
Officer Role Date Appointed
Nicholas M. Cecere
Director
DEANNA D STRABLE-SOETHOUT
Director
KARA HOOGENSEN
Director
Gregory B. Elming
Director
Nora M Everett
Director
KARA HOOGENSEN
President
Karen E. Shaff
Secretary
GINA L. GRAHAM
Treasurer
Julie LeClere
Vice President
JENNIFER LITCHFIELD
Vice President
Karen E. Shaff
Vice President
Martin R. Richardson
Vice President
Traci L. Weldon
Vice President
Nicholas M. Cecere
Vice President
GINA L. GRAHAM
Vice President

More director information

Corporation Filing History
Iowa Secretary of State Business Entities Filing History
This is a record of the public documents (corporate filing) lodged from Iowa Secretary of State Business Entities where the company has filed annual returns and other statutory filing documents. Examples of documents filed include: change of registered office, accounts filing, director/officer appointments & resignations, changes in share capital, shareholder members lists etc.

DateDocument TypeDocument Description
2017-00-00Washington DoS Entity 602769299. PATRICIA A BARRY declared in company officer role of Governor
2017-00-00Washington DoS Entity 602769299. NICHOLAS CECERE declared in company officer role of Governor
2017-00-00Washington DoS Entity 602769299. GREGORY B ELMING declared in company officer role of Governor
2017-00-00Washington DoS Entity 602769299. NORA M EVERETT declared in company officer role of Governor
2017-00-00Washington DoS Entity 602769299. KARA HOOGENSEN declared in company officer role of Governor
2017-00-00Washington DoS Entity 602769299. KAREN E SHAFF declared in company officer role of Governor
2017-00-00Washington DoS Entity 602769299. DEANNA D STRABLE-SOETHOUT declared in company officer role of Governor
2017-00-00Washington DoS Entity 602769299. GINA L GRAHAM declared in company officer role of Governor
2017-00-00Alaska Department of State (entity ID 111573): Nicholas M. Cecere declared as Director
2017-00-00Alaska Department of State (entity ID 111573): DEANNA D STRABLE-SOETHOUT declared as Director
2017-00-00Alaska Department of State (entity ID 111573): KARA HOOGENSEN declared as Director
2017-00-00Alaska Department of State (entity ID 111573): Gregory B. Elming declared as Director
2017-00-00Alaska Department of State (entity ID 111573): Nora M Everett declared as Director
2017-00-00Alaska Department of State (entity ID 111573): KARA HOOGENSEN declared as President
2017-00-00Alaska Department of State (entity ID 111573): Stephen G. Gallaher declared as Assistant Secretary
2017-00-00Alaska Department of State (entity ID 111573): Patricia A Barry declared as Assistant Secretary
2017-00-00Alaska Department of State (entity ID 111573): Karen E. Shaff declared as Secretary
2017-00-00Alaska Department of State (entity ID 111573): GINA L. GRAHAM declared as Treasurer
2017-00-00Alaska Department of State (entity ID 111573): Julie LeClere declared as Vice President
2017-00-00Alaska Department of State (entity ID 111573): JENNIFER LITCHFIELD declared as Vice President
2017-00-00Alaska Department of State (entity ID 111573): Karen E. Shaff declared as Vice President
2017-00-00Alaska Department of State (entity ID 111573): Martin R. Richardson declared as Vice President
2017-00-00Alaska Department of State (entity ID 111573): Traci L. Weldon declared as Vice President
2017-00-00Alaska Department of State (entity ID 111573): Nicholas M. Cecere declared as Vice President
2017-00-00Alaska Department of State (entity ID 111573): GINA L. GRAHAM declared as Vice President
2017-00-00Washington DoS Entity 602769299. PATRICIA BARRY declared in company officer role of Governor
2017-00-00Washington DoS Entity 602769299. GINA GRAHAM declared in company officer role of Governor
2016-12-29Colorado DoS foreign entity filing (entityID = 20071466140):File Report
2016-10-11Alaska Department of Commerce filing history (entity ID 111573): Amendment
2016-10-03Alaska Department of Commerce filing history (entity ID 111573): Biennial Report
2016-09-30Wyoming DoS foreign entity filing (EntityID 1980-000107840): 2016 Annual Report filed. Original document. Document file ID: 02614238. Fee paid USD$50.00
2016-09-20Colorado DoS foreign entity filing (entityID = 20071466140):Statement of Change Changing Information Other Than Principal Office Address or Registered Agent Inf Changed entity name;
2016-09-06Florida DoS Foreign Company Registration: NAME CHANGE AMENDMENT.
2015-12-18Colorado DoS foreign entity filing (entityID = 20071466140):File Report
2015-12-18Colorado DoS foreign entity filing (entityID = 20071466140):File Report
2015-09-29Wyoming DoS foreign entity filing (EntityID 1980-000107840): 2015 Annual Report filed. Original document. Document file ID: 02324604. Fee paid USD$50.00
2014-12-09Alaska Department of Commerce filing history (entity ID 111573): Biennial Report
2014-12-09Colorado DoS foreign entity filing (entityID = 20071466140):File Report
2014-12-09Colorado DoS foreign entity filing (entityID = 20071466140):File Report
2014-10-28Virginia Secretary of State: Annual Report Submission
2014-10-28Virginia Secretary of State: Annual Assessment Payment
2014-09-26Wyoming DoS foreign entity filing (EntityID 1980-000107840): 2014 Annual Report filed. Original document. Document file ID: 02101376. Fee paid USD$50.00
2014-03-31BIENNIAL REPORT
2013-11-21Colorado DoS foreign entity filing (entityID = 20071466140):File Report
2013-11-21Colorado DoS foreign entity filing (entityID = 20071466140):File Report
2013-10-29Virginia Secretary of State: Annual Assessment Payment
2013-10-29Virginia Secretary of State: Annual Report Submission
2013-09-27Wyoming DoS foreign entity filing (EntityID 1980-000107840): 2013 Annual Report filed. Original document. Document file ID: 01904929. Fee paid USD$50.00
2012-12-17Colorado DoS foreign entity filing (entityID = 20071466140):File Report
2012-12-14Alaska Department of Commerce filing history (entity ID 111573): Biennial Report
2012-10-24Virginia Secretary of State: Annual Assessment Payment
2012-10-24Virginia Secretary of State: Annual Report Submission
2012-09-27Wyoming DoS foreign entity filing (EntityID 1980-000107840): 2012 Annual Report filed. Original document. Document file ID: 01604849. Fee paid USD$50.00
2012-03-30BIENNIAL REPORT
2011-12-20Colorado DoS foreign entity filing (entityID = 20071466140):File Report
2011-10-19Virginia Secretary of State: Annual Assessment Payment
2011-10-19Virginia Secretary of State: Annual Report Submission
2011-08-17Wyoming DoS foreign entity filing (EntityID 1980-000107840): 2011 Annual Report filed. Original document. Document file ID: 01384795. Fee paid USD$50.00
2011-04-29Virginia Secretary of State: Agent address registered as: CORPORATION SERVICE COMPANY Bank of America Center, 16th Floor, 1111 East Main Street, RICHMOND, VA, 23219. Agent Type: B.E. AUTH IN VIRGINIA
2010-12-22Alaska Department of Commerce filing history (entity ID 111573): Biennial Report
2010-12-22Colorado DoS foreign entity filing (entityID = 20071466140):File Report
2010-09-21Wyoming DoS foreign entity filing (EntityID 1980-000107840): 2010 Annual Report filed. Original document. Document file ID: 01214079. Fee paid USD$50.00
2010-03-26BIENNIAL REPORT
2010-01-04AGENT'S CHANGE OF OFFICE
2009-12-18Colorado DoS foreign entity filing (entityID = 20071466140):File Report
2009-09-29Wyoming DoS foreign entity filing (EntityID 1980-000107840): 2009 Annual Report filed. Original document. Document file ID: 01050138. Fee paid USD$50.00
2008-12-24Alaska Department of Commerce filing history (entity ID 111573): Biennial Report
2008-12-19Colorado DoS foreign entity filing (entityID = 20071466140):File Report
2008-09-25Wyoming DoS foreign entity filing (EntityID 1980-000107840): 2008 Annual Report filed. Original document. Document file ID: 00923222. Fee paid USD$50.00
2008-03-24BIENNIAL REPORT
2007-10-18Virginia Secretary of State: Principal address registered as: 711 HIGH STREET DES MOINES IA 50392
2007-10-09Colorado DoS foreign entity filing (entityID = 20071466140):Apply for Foreign Entity Authority To transact business in Colorado
2007-10-05Alaska Department of Commerce filing history (entity ID 111573): Creation Filing
2007-09-05Wyoming DoS foreign entity filing (EntityID 1980-000107840): 2007 Annual Report filed. Original document. Document file ID: 00806469. Fee paid USD$50.00
2007-06-01ARTICLES OF AMENDMENT
2007-05-31ARTICLES OF CORRECTION
2006-09-27Wyoming DoS foreign entity filing (EntityID 1980-000107840): 2006 Annual Report filed. Original document. Document file ID: 00732552. Fee paid USD$50.00
2006-03-02BIENNIAL REPORT
2005-09-02Wyoming DoS foreign entity filing (EntityID 1980-000107840): 2005 Annual Report filed. Original document. Document file ID: 00677492. Fee paid USD$50.00
2005-03-14REGISTERED OFFICE/AGENT CHANGE
2004-09-13Wyoming DoS foreign entity filing (EntityID 1980-000107840): 2004 Annual Report filed. Original document. Document file ID: 00631603. Fee paid USD$50.00
2004-01-08BIENNIAL REPORT
2003-09-19Wyoming DoS foreign entity filing (EntityID 1980-000107840): 2003 Annual Report filed. Original document. Document file ID: 00588077. Fee paid USD$50.00
2002-09-23Wyoming DoS foreign entity filing (EntityID 1980-000107840): 2002 Annual Report filed. Original document. Document file ID: 00546352. Fee paid USD$50.00
2002-01-15BIENNIAL REPORT
2001-08-30Wyoming DoS foreign entity filing (EntityID 1980-000107840): 2001 Annual Report filed. Original document. Document file ID: 00496814. Fee paid USD$50.00
2000-09-15Wyoming DoS foreign entity filing (EntityID 1980-000107840): 2000 Annual Report filed. Original document. Document file ID: 00461239. Fee paid USD$50.00
2000-03-06REGISTERED OFFICE/AGENT CHANGE
1999-09-16Wyoming DoS foreign entity filing (EntityID 1980-000107840): 1999 Annual Report filed. Original document. Document file ID: 00431773. Fee paid USD$25.00
1800-01-01Wyoming DoS foreign entity filing (EntityID 1980-000107840): 1996 Annual Report filed. Original document. Document file ID: 00351560. Fee paid USD$25.00
1800-01-01Wyoming DoS foreign entity filing (EntityID 1980-000107840): 1998 Annual Report filed. Original document. Document file ID: 00403592. Fee paid USD$25.00
1800-01-01Wyoming DoS foreign entity filing (EntityID 1980-000107840): 1995 Annual Report filed. Original document. Document file ID: 00327758. Fee paid USD$25.00
1800-01-01Wyoming DoS foreign entity filing (EntityID 1980-000107840): 1997 Annual Report filed. Original document. Document file ID: 00377371. Fee paid USD$25.00
Industry Information
SIC/NAIC Codes
5221 - Banks, Savings and Loans, and Credit Unions



Licences & Regulatory approval
We could not find any licences issued to PRINCIPAL SECURITIES, INC. or authorisation from an industry specific regulator to operate. These may not be required.
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Risks
Legal Notices
No legal notices or events such as winding-up orders or proposals to strike-off have been issued
Fines / Sanctions
No fines or sanctions have been issued against PRINCIPAL SECURITIES, INC.
Tax
Sales Tax Registration
JurisdictionType
State of IowaSales Tax Registration. Registration number: 177114463 at address 711 High St Des Moines 50310
What is this? This shows where the company has registered for sales tax. Sales tax registration is complex since the rules vary by each state in the USA and even by town. Registration may be required because the company is selling certain types of products such as alcohol or cigarettes or it may be a general requirement for any sales including internet sales. The information shows that the company has enough sales in this location to warrant registration.
Intangible Assets
Patents
We have not found any records of PRINCIPAL SECURITIES, INC. registering or being granted any patents
Domain Names
We do not have the domain name information for PRINCIPAL SECURITIES, INC.
Trademarks
We have not found any records of PRINCIPAL SECURITIES, INC. registering or being granted any trademarks
Income
Government Income
We have not found government income sources for PRINCIPAL SECURITIES, INC.. This could be because the transaction value was below £ 500 with local government or below £ 25,000 for central government. We have found 8,000 supplier to government that are UK companies so approx 0.2% of companies listed on Datalog supply to government.

The top companies supplying to UK government with the same SIC code (5221 - Banks, Savings and Loans, and Credit Unions) as PRINCIPAL SECURITIES, INC. are:

Outgoings
Business Rates/Property Tax
No properties were found where PRINCIPAL SECURITIES, INC. is liable for the business rates / property tax. This could be for a number of reasons.
  • The council hasnt published the data
  • We havent found or been able to process the councils data
  • The company is part of a group of companies and another company in the group is liable for business rates
  • The registered office may be a residential address which does not have a commercial designation. If the business is run from home then it won't be a commercial property and hence won't be liable for business rates.
  • Serviced offices are increasingly popular and therefore a business may not be paying business rates directly - the building owner is and this is incorporated in the office rental charge.
Foreign or State Registered Offices
Office Details
Premises Address Entity IDJurisdictionRegistration DateStatus
1560 Broadway Suite 2090 Denver CO 80202 20071466140 Colorado Department of State 2007-10-09 Good Standing
300 DESCHUTES WAY SW STE 304 TUMWATER WA 98501 602769299 Washington Secretary of State Corporations Division 2007-10-09 Active - 10/31/2015
9360 Glacier Hwy Ste 202 Juneau AK 99801 111573 Alaska Department Commerce, Community & Economic Development 2007-10-05
ATTN SHIRLEY HOLLISTER S-6 W87 711 HIGH ST DES MOINES IA 50392 46868998 Oregan Secretary of State Corporations Division 2007-10-05
711 High St Des Moines IA United States of America (USA) 50392 1980-000107840 Wyoming Corporations Division 1969-10-22 Active
CORPORATION SERVICE COMPANY 300 DESCHUTES WAY SW STE 304 TUMWATER WA WA 98501 602769299 Washington Department of State 2007-10-09 Active
USA 1475514 Ohio Department of State Corporate Registry 2004-07-09 Active
711 HIGH ST DES MOINES IA USA 50392 Mailing Address
CORPORATION SERVICE COMPANY 100 NORTH MAIN STREET SUITE 2 BARRE 05641 84230 / F29449 Vermont Secretary of State Corporations Division Last report: 2015-12-31. Validity: 2007-10-09 Active
Bank of America Center, 16th Floor 1111 East Main Street RICHMOND VA 23219 F172550 Virginia State Corporation Commission 2007-10-18 ACTIVE
CORPORATION SERVICE COMPANY 1201 HAYS STREET TALLAHASSEE FL United States Of America (USA) 32301 F00000004719 Florida Department of State Division of Corporations 2000-08-21 Active

Government Grants / Awards
Technology Strategy Board Awards
The Technology Strategy Board has not awarded PRINCIPAL SECURITIES, INC. any grants or awards. Grants from the TSB are an indicator that the company is investing in new technologies or IPR
European Union CORDIS Awards
The European Union has not awarded PRINCIPAL SECURITIES, INC. any grants or awards.
Ownership
    We could not find any group structure information
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